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Your Information

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Use your CV or LinkedIn Profile to fill in many of the fields on this application form.

Personal Information

If no Middle Initial, please enter "x".

How did you hear about us?

Use the fields below to indicate how you learned about opportunities with Piper Jaffray.

Additional Questions

Do you have any unspent criminal convictions?

(Please note that this question does not apply to any criminal convictions which are “spent” under the Rehabilitation of Offenders Act 1974 and you are not required to disclose any details of any "spent" criminal convictions unless the role you are applying for is an excepted occupation, office or profession under the Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975. If the Exceptions Order is relevant to the role you are applying for we will contact you separately regarding any further information that may be required).

If yes, please give the nature of the offence and the date of the conviction. If none please state.

Have you studied or currently studying towards an accounting or finance related professional qualification?

If yes, please give further details.

e.g. ICAS, ICAEW, ACCA, CISI Corporate Finance Qualification, CFA, CFA Investment Management Certificate

Have you failed any of the exams/papers associated with these qualifications?

Be sure to provide the details of your education on the following page.

Are you currently or have you ever been a registered representative in the securities industry?

Have you ever been employed or are you currently employed by Ernst & Young?

Additional information to support application e.g. note of extenuating circumstances which may have affected academic results

Piper Jaffray Companies are subject to a variety of anti-bribery laws from the various jurisdictions in which we conduct business. All Piper Jaffray Company officers, employees, and agents are prohibited from providing (or offering to provide) anything of value, either directly or indirectly, to anyone for the purpose of influencing a decision, to obtain or retain business, to influence an official action, or to obtain an unfair advantage. Under these provisions, the employment of family members of employees or officials of foreign governments or political parties by Piper Jaffray requires disclosure.

I understand that if hired, I will be required to disclose to Piper Jaffray information about any family members who are employees or officials of a government or political party of any country.

Do you have a family member(s) who is an employee or official of a government or political party of any country?

I understand that the information provided by me on this form will be stored in manual and electronic files and is subject to the provisions of the Data Protection Act. I agree to information provided on this form (and any other documents or information provided by me to Piper Jaffray Limited and/or any other Piper Jaffray Companies as part of this recruitment process) being used by Piper Jaffray Limited and/or any other Piper Jaffray Companies in accordance with the Act and, in particular, for the purposes of (i) reviewing and processing my application, (ii) any subsequent recruitment process I may be invited to participate in pursuant to my application and (iii) in the event that I am ultimately offered a role, and accept that role, in relation to my employment with Piper Jaffray Limited and/or any other Piper Jaffray Companies including but not limited to administering payroll and any benefits. I understand that if my application is not successful, Piper Jaffray Limited and/or any other Piper Jaffray Companies may keep my details on file for up to six months. I understand that if I am ultimately offered a role, and accept that role, the personal data I have provided will be kept as part of my employee file. I also consent to the disclosure or transfer of my personal data to employees of Piper Jaffray Limited and/or any other Piper Jaffray Companies, any other persons as may be reasonably necessary, or otherwise as permitted by law, and my consent applies regardless of the country to which the data is to be transferred whether within or outside the European Economic Area. Where the disclosure or transfer is to a person resident outside the European Economic Area, Piper Jaffray Limited and/or any other Piper Jaffray Companies, shall take reasonable steps to ensure that my rights and freedoms in relation to the processing of the relevant personal data are adequately protected.  

CANDIDATE'S CONFIRMATION THAT HE/SHE MAKES THE ABOVE DECLARATION AND AGREES WITH THE TERMS OF THE DECLARATION

Work and Education History

Employment History

Type of work / briefly describe role and key responsibilities or achievements

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School Education History

Please provide information for your University, A levels/Highers, GCSE, or equivalent qualifications.

University Only Questions

Degree Achieved:

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CV and Questions

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Cover Letter

Please provide your cover letter in the box below.

Additional Attachments

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Review and Submit

POLICY STATEMENTS

Please read the following statements, and sign where indicated to signify your understanding. If you need clarification on any statement, please ask before signing.

Anti-Bribery

 

Piper Jaffray Companies are subject to a variety of anti-bribery laws from the various jurisdictions in which we conduct business. All Piper Jaffray Company officers, employees, and agents are prohibited from providing (or offering to provide) anything of value, either directly or indirectly, to anyone for the purpose of influencing a decision, to obtain or retain business, to influence an official action, or to obtain an unfair advantage. Under these provisions, the employment of family members of employees or officials of governments or political parties by Piper Jaffray requires disclosure.

 

I understand that if hired, I will be required to disclose to Piper Jaffray information about any family members who are employees or officials of a government or political party of any country.

Acknowledgements

I certify that all statements I have made on this application are true and complete;

I have withheld nothing that would, if disclosed, affect this application unfavorably.

I understand that any omission or misrepresentation of fact may result in refusal of employment or immediate termination of this employment application and any other Company documents or manuals do not constitute contracts of employment and any oral or written statements to the contrary are hereby expressly disavowed and should not be relied upon by me. I authorize the investigation of all statements I have made in this application; the release of references, grade transcripts, drug testing results, criminal background inquiry reports and additional information pertinent to my employment; the solicitation of any and all information from previous employers, colleagues and other persons concerning previous employment and any pertinent information they may have.

I release Piper Jaffray, its subsidiaries and/or affiliates, including all of its officer's agents, representatives and employees, for any and all liabilities and damages arising out of submission to a drug test or a criminal background inquiry and consumer report obtained for employment purposes.

All parties from all liability for any damage that may result from furnishing any of the information authorized above.

I hereby acknowledge that I have read and understand the above statements.

Candidate Sign Off

I certify that all of the information in this application is true and correct as of this date.

Full Legal Name

Application Review